Report Fraud: Investing Quiz

1. Where can you check broker credentials?

A. www.brokercheck.finra.org B. www.adviserinfo.sec.gov C. ReportFraud.ftc.gov

2. What is the phone number for the Securities Helpline for Seniors?

A. (800) 732-0330 B. 1-844-574-3577 C. (866) 366-2382

3. Where can you submit a complaint about securities fraud?

A. CFTC B. SEC's Office of Investor Education and Advocacy C. ReportFraud.ftc.gov

4. If you spot a crowdfunding scam, where should you report it first?

A. The crowdfunding platform B. The attorney general C. The social media platform

5. Which organization should you contact for issues with commodity futures or options?

A. SEC B. CFTC C. FINRA

Submit Answers